About DFK Financial Services, Inc.
DFK Financial Services, Inc. was formed in 1998 as a sole proprietorship and incorporated in 2007. Initially intended to be a bookkeeping and accounting service, Dan Kiernan soon saw an opening in the broker dealer industry and decided to pursue it - that of providing an affordable FINOP consulting service to small broker dealers who do not have the time to study numerous hours to pass the FINRA Series 28 or Series 27 exam.

Mr. Kiernan reasons : "I ask my broker dealers - would you rather spend 100+ hours studying to pass what is considered to be the most difficult FINRA license exam, or would you rather be selling your product and building your business with that time" ? 

To further solidify the firm's standing as one of the premier FINOP consulting firms in the country, Charles W. Dunn joined the firm as an associate in March 2011, providing the firm with two licensed FINOP providers within one company.

DFK Financial Services, Inc.